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Regulatory Quarterly Update: From Policy on Paper to Detection in Practice I Smarsh Webinar

Smarsh

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Regulatory Quarterly Update: From Policy on Paper to Detection in Practice I Smarsh Webinar

7 просмотров · 3 дн. назад
Smarsh
392 подписчика
7 просмотров · 3 дн. назад
Get a practical Q3 2026 regulatory update for financial services firms, covering SEC and FINRA developments, communications supervision and AI governance. Learn more here: https://smar.sh/4yMUUKR In this webinar, legal and compliance professionals from Smarsh and Eversheds Sutherland explain what recent regulatory changes may mean for your firm, and what to prioritize in Q4 2026. Tiffany Magri of Smarsh joins Brian Rubin, Andrew Mount, and Issa Hanna of Eversheds Sutherland to discuss new enforcement actions, proposed rules, crypto-specific rulemaking and FINRA Notice 26-14. They examine how firms can find gaps between written communications policies and real-world detection, prepare for regulatory changes, and strengthen AI compliance through governance, testing and monitoring. Watch for practical guidance on communications compliance, regulatory exposure and the next steps firms can take. See how Smarsh is making communications intelligence easier to access and act on. 🌐Explore Smarsh: https://www.smarsh.com 🔗Follow Smarsh:   / smarsh   #RegulatoryCompliance #CommunicationsSupervision #AIGovernance