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SIE Exam Prep: Part 4b (Equities)

Series 7 Whisperer

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SIE Exam Prep: Part 4b (Equities)

75 977 просмотров · 6 лет назад
Series 7 Whisperer
110 тыс. подписчиков
75 977 просмотров · 6 лет назад
Chapter 3 Part 2 Proper SIE exam prep requires reading the SIE exam book. Here I am working through the book to help you pass the SIe exam. If you ever ask How to pass the SIE exam .. this is how www.capadvantagetutoring.com also some budget-friendly help on the SIE https://achievable.me/?utm_source=cap... If you want a 15% discount on STC materials click here: https://www.stcusa.com/referral/capit... also kindle unlimited has some free resources for members https://amzn.to/2QiIUPd Series 7 for Dummies--https://amzn.to/36lmX7r Series 7 for Dummies Questions -- https://amzn.to/352vDiK Series 6 questions-- https://amzn.to/2ToH01j Series 6 book by Wiley -- https://amzn.to/2wpInn9 Michael Lewis ( love his take on finance ) Liars poker https://amzn.to/34J6MQH Flash Boys https://amzn.to/34zVwFU Money Culture https://amzn.to/2JSV6CQ PANIC!! https://amzn.to/2Nlvd0w Ray Dalio Big Debt Crisis https://amzn.to/36EGaSA 1980s Insider Trading Scandal ( I read this 2 or 3 times ) it’s NOT the movie ha-ha https://amzn.to/34A7rnm 0:00 Intro 0:33 Rights: common stock holder 2:09 Voting (Statutory/Cumulative) 3:44 Right to Dividend 4:15 DERP 5:40 (Stock of another company) 7:10 Rights (cont.) 8:32 Rule 144 11:00 Volume Restriction 11:54 Classifications of Stocks 15:38 ADRs