Broker-Dealer Exclusions (Series 63, 65, and 66)

Basic Wisdom - https://basicwisdom.net Video courses - https://basicwisdom.net/courses Tutoring help - https://basicwisdom.net/tutoring Other Basic Wisdom videos - https://basicwisdom.net/videos We explore the exclusions that may be claimed to avoid registration as a broker-dealer and explore a practice question together. Video introduction: (0:00) General broker-dealer exclusions: (1:32) "No office" exclusions: (5:57) Analyzing a practice question: (10:05) Achievable outro: (14:48)