SEBI Research Analyst Registration: Complete Process Explained
Vijay Thakkar
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SEBI Research Analyst Registration: Complete Process Explained
35 400 просмотров · 9 месяцев назад
Vijay Thakkar
366 тыс. подписчиков
35 400 просмотров · 9 месяцев назад
In this video, I sit down with Anjali Bansal ji (Company Secretary & Compliance Professional) to walk you through the complete educational process of becoming a SEBI-registered Research Analyst (RA).
This video is created purely for awareness and educational purposes. It does not provide investment advice, stock recommendations, or guaranteed returns of any kind.
We cover:
✔ Eligibility & educational requirements
✔ NISM Series 15 exam details
✔ Individual vs Corporate RA registration
✔ Required documents & step-by-step SEBI application process
✔ Post-license mandatory registrations (SCORES, ODR, KRA, FIU, TRAI)
✔ Website compliance requirements
✔ Client onboarding rules & documentation standards
✔ Research report structure & disclosures
✔ Half-yearly reporting, annual audit & ongoing compliance
✔ Common mistakes new RAs should avoid
⚠️ Disclaimer (Important):
This video is not meant to promote, sell, or guarantee any financial services.
It does not offer trading tips, stock calls, profit promises, or high-risk financial encouragement.
The content is strictly informational to help viewers understand regulatory processes defined by SEBI.
Please consult a qualified professional or refer to official SEBI circulars for accurate and updated guidelines.
If you plan to build a career in the stock market legally and ethically, this step-by-step breakdown will give you clarity on the regulatory pathway.
For professional assistance, the contact details of Anjali and her team are provided in the description for consultation purposes only.
If you find the video helpful, please Like, Comment, and Subscribe. 🙏
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Connect with : Anjali Bansal ji
X - @cs_anjalibansal
Email - anjalibansalcs@gmail.com
YouTube - @csanjalibansal
Website - https://www.anjalibansal.in/
Linkedin - / cs-anjali-bansal-855a3a99
Instagram - https://www.instagram.com/anjalibansa...
WhatsApp: +91 9148973085
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DISCLAIMER:
The securities quoted are for illustration only and are not recommendatory
Vijay Thakkar is not a financial adviser. The information provided in this video is for general information only and should not be taken as professional advice. There are risks involved with stock market investing and consumers should not act upon the content or information found here without first seeking advice from an accountant, financial planner, lawyer or other professional. Consumers should always research companies individually and define a strategy before making decisions. Vijay Thakkar is not liable for any loss incurred, arising from the use of, or reliance on, the information provided by this video.