Risk Assessments - The Compliance Officer's Best Friend (Webinar)

Join Bates Managing Director Brandi Reynolds and Managing Consultant John Ashley with guests John Wiethorn (Gusto), Ari Redbord (TRM) and Robin Garrison (FirstBank) as they explore the compliance officer's best friend - risk assessments, Topics covered include the regulatory background of risk assessments in the financial services industry, the processes required to perform risk assessments, identifying risk categories and analyzing risk, as well as how to use the risk assessment once it has been performed.