Policy Procedure and Control Items Mapping

Policies can be created, reviewed, approved, version-controlled, and mapped directly to procedures for each procedure, its control artefacts, ensuring governance documentation remains current and traceable. Second line sets policy - Senior management and the MLRO define policy — e.g. the AML/CTF Policy. First line defines procedures & controls - Individual teams translate policy into procedures and control artefacts — e.g. the Customer Onboarding Procedure and its Customer Onboarding Form. Third line provides assurance - External auditors test the full chain independently — e.g. an external Business-Wide Risk Assessment review. Navigate the whole hierarchy graphically - From any policy, drill into every procedure and control artefact beneath it — or start from a control and trace straight back up.